Compliance Intern, New York
Compliance Intern, New York
The Compliance team plays a critical role in ensuring that the firm adheres to regulatory requirements and internal policies while supporting the firm’s trading businesses. As a Compliance Intern, you will gain hands-on experience monitoring trading activities, ensuring regulatory compliance, and supporting the firm’s operational integrity. This internship offers a unique opportunity to work in a fast-paced environment, collaborate across teams, and contribute to the compliance framework of a leading global hedge fund.
Responsibilities:
- Support the team with daily tasks and projects, maintaining compliance files and records while learning about regulatory and recordkeeping requirements.
- Contribute to the development and refinement of policies and procedures to ensure alignment with regulatory standards.
- Conduct transaction reviews, surveillance, and internal investigations, playing a key role in identifying and addressing compliance issues.
- Prepare detailed transaction review and surveillance reports, providing valuable insights to senior compliance management.
- Work alongside senior compliance professionals on regulatory interactions and assist in preparing filings and reports, gaining exposure to high-level compliance operations.
Qualifications:
- Candidates graduating between December 2026 and June 2027
- Cumulative GPA of 3.5 and above
- Proficient in Microsoft Office Suite: Excel, Word, PowerPoint
- Strong attention to detail
- Strong oral and written communication skills
- Ability to work on multiple tasks simultaneously
- Effective time management and organisational skills
- Ability to adapt to situations quickly
- Strong interpersonal skills
- Strives for continuous improvement
The estimated annual salary for this position is $75,000, which is specific to New York and may change in the future.
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